ABSTRACT. This article contains the argument that the human ability to
travel mentally in time constitutes a discontinuity between ourselves and
other animals. Mental time travel comprises the mental reconstruction of
personal events from the past (episodic memory) and the mental construction
of possible events in the future. It is not an isolated module, but depends
on the sophistication of other cognitive capacities, including self-awareness,
meta-representation, mental attribution, understanding the perception-knowledge
relationship, and the ability to dissociate imagined mental states from one's
present mental state. These capacities are also important aspects of so-called
theory of mind, and they appear to mature in children at around age 4. Furthermore,
mental time travel is generative, involving the combination and recombination
of familiar elements, and in this respect may have been a precursor to language.
Current evidence, although indirect or based on anecdote rather than on systematic
study, suggests that nonhuman animals, including the great apes, are confined
to a "present" that is limited by their current drive states. In contrast,
mental time travel by humans is relatively unconstrained and allows a more
rapid and flexible adaptation to complex, changing environments than is afforded
by instincts or conventional learning. Past and future events loom large
in much of human thinking, giving rise to cultural, religious, and scientific
concepts about origins, destiny, and time itself.
THE QUESTION of whether there is a discontinuity between humans and other
species is one that continues to haunt us. Despite Darwin's admonition "never
to say higher or lower," most people continue to believe that humans are
at the top of the evolutionary tree. Perhaps this conceit is simply an example
of a "false consensus bias" (Ross, Green, & House, 1977) created by Western
scholars raised in the Christian tradition, which perpetuates an unbridgeable
gap separating humans from other animals. Certainly, there are other religious
traditions that emphasize continuity rather than discontinuity; Hinduism,
for example, views animal and human minds as stages differing in merely quantitative
fashion in the progression toward Nirvana.
In some respects, modern scientific enquiry is also narrowing the gap.
There is evidence that aspects of thought that only a few years ago were
assumed to be uniquely human, such as symbolic thought, the use and manufacture
of tools, or self-awareness, may also be present in the great apes (Gallup,
1983; Goodall, 1986; Greenfield & Savage-Rumbaugh, 1990). To sustain
the belief in the division between us and our nearest primate relatives,
some researchers have resorted to increasingly restrictive definitions of
qualities, such as language, that have been traditionally considered uniquely
human (Gibson, 1990, 1993). Where it was once believed that only humans manufacture
tools, for example, recent evidence has forced the more restrictive claim
that only humans use tools to make tools (Beck, 1980). Now even this can
be disputed (Toth, Schick, Savage-Rumbaugh, Sevcik, & Rumbaugh, 1993;
Westergaard & Suomi, 1994; Wynn & McGrew, 1989).
There is also recent evidence that some great apes, in contrast to monkeys,
may have at least some of the elements of a "theory of mind" (Premack, 1988;
Premack & Woodruff, 1978) that is manifest in a number of ways. These
include the use of pedagogy in both the laboratory (Fouts, Fours, & van
Cantfort, 1989) and the field (Boesch, 1991), deception of conspecifics (Whiten
& Byrne, 1991), displays of apparent empathy and compassion (Boesch,
1992), the ability to imitate (Byrne, 1994; Meador, Rumbaugh, Pate, &
Bard, 1987), and the more general ability to imagine other possible worlds
(Byrne & Whiten, 1992). On the basis of such evidence, one may even be
tempted to relocate the "gap" so that it separates the great apes, rather
than only humans, from the other animals (Savage-Rumbaugh, 1994b).
Despite all this, there remains a strong case for a substantial gap between
humans and the great apes, if only because of the profound effect that humans
have had on the physical environment. As Passingham (1982) put it: "Our species
is unique because, in only 35,000 years or so, we have revolutionized the
face of the earth" (p. 21). This rampant exploitation of the environment
may be regarded as part of a more general human capacity for generativity--a
capacity that also underlies propositional language, mathematics, and perhaps
music and dance (Chomsky, 1988; Corballis, 1992, 1994). The origins of this
capacity, however, remain in doubt (Bloom, 1994).
In this article we suggest one aspect of thought that may conceivably
claim priority as uniquely human. We refer to the ability to travel mentally
in time--an ability that is itself characterized by generativity and combinatorial
flexibility. The idea that mental time travel might be uniquely human was
proposed by the German psychologist Wolfgang Kohler, whose pioneering work
on the mentality of apes anticipated many of the more recent discoveries.
Although he was able to show that chimpanzees are capable of using mental
processes such as insight solve problems, he was compelled to acknowledge
an important limitation: "'The "'time in which the chimpanzee lives' is limited
in past and future" (Kohler, 1917/1927, p. 272; our italics).
In a recent review, Donald (1991) remarked similarly that the lives of
apes "are lived entirely in the present" (p. 149), and the same idea has
been expressed by Bischof (1978,1985), Tulving (1983), Savage-Rumbaugh (1994a,
1994b), and Suddendorf (1994). We humans, by contrast, make persistent reference
to events that are not limited to the present. Events as remote as the crucifixion
of Christ exert a profound influence on large numbers of people. We even
tackle questions about the extent of time itself by developing religious
or scientific concepts such as genesis, Judgment Day, or the "big bang."
Much of what we talk or write about refers to events that happened in the
past, or could happen in the future, suggesting that language itself may
be intimately related to time travel. Indeed it may not be too far-fetched
to suppose that mental time travel lies at the heart of human consciousness.
Although our concern is with mental time travel in both directions, we
begin by considering the ability to mentally reconstruct the past.
Mental Travel Into the Past
Before people could concern themselves with history they must have been
able to remember their personal past. It has often been suggested that there
is a fundamental difference between animal and human memory (Bischof, 1985;
Marshall, 1982; Tulving, 1983). So long as we regard memory as simply the
ability to learn from past experience, however, the difference must be considered
one of degree, at most, as other animals obviously possess memory in this
sense. The case for a memory that is distinctly and uniquely human therefore
depends on the proposition that there is more than one kind of memory, at
least one of which is possessed only by humans.
The idea that there is at least a dual memory system arose from work on
amnesia. The famous subject H.M. has dense amnesia for events and knowledge
dating from his temporal lobe surgery in 1953, and indeed for memories dating
some years prior to that, yet his behavior can still be influenced by past
events without his being aware of it (see Ogden & Corkin, 1991, for a
recent review). His amnesia seems to apply only to so-called explicit memories,
or what Squire (1992) alternatively described as declarative memories; these
represent memories that can be brought into conscious awareness. Memories
that seem to be unaffected in amnesia are those that we are not aware of,
and include those implied by such phenomena as learned motor and cognitive
skills, classical and operant conditioning, priming, habituation, and sensitization.
Such memories have been called implicit or nondeclarative memories.
As the case of H.M. illustrates, declarative memories appear to be critically
dependent on structures in the medial temporal lobe, including the hippocampus.
Squire (1992) summarized evidence that these structures appear to mediate
similar memory systems in rats, monkeys, and humans, implying that the distinction
between declarative and nondeclarative memory cannot provide the basis for
a discontinuity between humans and other mammalian species.
However, Tulving (1972,1983) proposed a further division between semantic
and episodic memory systems, and Squire (1992) suggested that this distinction
lies within the declarative system. As formulated by Tulving, semantic memory
has to do with general knowledge about the world, of the sort that is normally
common to people of a given culture, whereas episodic memory represents the
individual's personal experiences. Whereas semantic memories transcend space
and time, episodic memories are linked to particular events in one's personal
past that are spatially and temporally located. Tulving (1983,1984) further
conjectured that, although semantic memory may be common to humans and other
animals, episodic memory is uniquely human.
Not surprisingly, this conjecture has met with opposition. Following Roitblat
(1982), Olton (1984) noted that animal behavior often seems to indicate the
existence of a trace of an earlier event, as in a trial of a delayed conditioned
discrimination task, or in foraging, where an animal must remember not to
go to the same flower twice to obtain nectar. According to Olton, such observations
imply that the animal "represents" a past event, and therefore possesses
episodic memory. But, as Dretske (1982) pointed out, an event A might produce
a cognitive change B that affects behavior C at a later point in time, but
this need not imply that B carries any information about A itself. That is,
the mediator B might be causal rather than informational.
Tulving appears to have accepted that this is so, and in his latest formulation
of the nature of episodic memory, he is clear that it holds the key to mental
time travel:
The owner of an episodic memory system is not only capable of remembering
the temporal organization of otherwise unrelated events, but is also capable
of mental time travel: Such a person can transport at will into the personal
past, as well as into the future, a feat not possible for other kinds of
memory. (Tulving, 1993, p. 67)
Tulving also refers to evidence (Shimamura, Janowsky, & Squire, 1990)
that episodic memory may depend on frontal lobe structures rather than--or
perhaps as well as--the medial temporal lobe and diencephalic structures
that appear to be critical to semantic memory. Given the prominent expansion
of the frontal lobes in hominid evolution (Deacon, 1990), this might be taken
as a further indication that episodic memory is unique to humans.
Preconditions for Episodic Memory
There is evidence that episodic memory is not simply a memory system,
but is critically dependent on other mental capacities, and it may even be
these capacities, rather than the nature of the storage involved, that distinguishes
humans from other species. The term memory is often associated with a fixed
data bank (e.g., a library), but this metaphor seems more appropriate for
semantic knowledge than for episodic memory. Unlike retrieval of facts, retrieval
of past episodes usually recodes, or updates, the information (Tulving, 1984).[1]
Freud (1895/1966) long ago observed that even memories that reveal themselves
as images require a story grammar if they are to be distinguished from random
hallucinations. The storyline, however, is often reconstructed on the basis
of general knowledge (semantic memory) rather than on what actually happened
(Bartlett, 1932), so that the memory trace itself may play a relatively small
part. Thus, active reconstruction, rather than mere retrieval, appears to
be essential to episodic memory, and this necessitates the involvement of
certain cognitive faculties. We now consider some of them.
The role of the self. According to Tulving (1985), the different kinds
of memory are linked to different levels of "knowing." Nondeclarative memory
is anoetic (non-knowing), semantic memory is noetic (knowing), whereas episodic
memory is autonoetic (self-knowing). This suggests that episodic memory is
critically dependent on the concept of self. The relation between the two
may actually be bidirectional: In providing autobiographical information
about one's own past, episodic memories may be said to provide the basis
for personal identity. Or, one may also need an awareness of self in the
present in order to be able to relate memory representations to experiences
of one's self in the past (Howe & Courage, 1993). It is therefore necessary
to dissociate a self-concept in the present from personal identity (or self-concept
through time), the former being a prerequisite for mental time travel and
the latter the consequence of mental time travel.
In human ontogeny, the development of self-awareness is commonly assessed
in terms of children's ability to recognize themselves in a mirror (Amsterdam,
1972). Some marker, such as red paint or a sticker, is placed on the child's
forehead in the absence of his or her knowledge. A mirror is then placed
in front of the child, and the question is whether or not the child notices
and responds to the marker. Although this test may measure a basic sense
of self, necessary for episodic memory, it clearly falls short of measuring
the temporal aspect that underlies the personal identity of an adult. The
latter may be characterized by what, according to Humphrey (1986), are the
most crucial of all questions: Where have we come from? What are we? Where
are we going? These self-defining questions signify the existence of mental
time travel, but the mirror test alone does not uncover their presence.
The self-awareness that the test reveals may also be limited in other
ways. According to Hart and Fegley (1994), it reveals objective but not subjective
self-awareness; that is, chimpanzees or children who recognize themselves
in a mirror may understand that the body they see is their own, but do not
necessarily endow that body with their own subjective states. If Hart and
Fegley's distinction is valid, then it is presumably subjective self-awareness
that is required in mental time travel into the past, since one must identify
episodic memories with one's own experience, not merely with one's own body.
There is evidence that subjective self-awareness is lost after prefrontal
lobotomies (Freeman & Watts, 1942), which may explain the dependence
of episodic memory on frontal lobe function.
Mitchell (1994) made a similar point. He identified three levels of self:
- The self as largely implicit, a point of view that experiences,
acts and, at least in the case of mammals and birds, has emotions and feelings;
- The self as built on kinesthetic-visual matching, leading to [mirror
self-recognition], imitation, pretense, planning, self-conscious emotions,
and imaginative experiences of fantasy and daydreams; and contributing to
perspective taking and the beginnings of a theory of mind; and
- The self as built on symbols, language, and artifacts, which provides
external support for shared cultural beliefs, social norms, inner speech,
dissociation, and evaluation by others as well as self-evaluation (p. 99).
These of course correspond at least roughly to Tulving's three categories
of anoetic, noetic, and autonoetic thought, except that Mitchell's Level
2 seems to involve a more active concept of self than Tulving's notion of
noetic thought. However, Mitchell placed autobiography in Level 3, implying
that episodic memory belongs there rather than in Level 2.
The critical aspect of episodic memory that raises it above Level 2 may
in fact be dissociation, which Mitchell identified with such phenomena as
multiple-personality disorders, hypnosis, self-deception, denial, or simply
driving on a well-known route while thinking about something else. We shall
contend that episodic memory requires the dissociation of past from present,
or more accurately, the dissociation of past from present self, and it is
this critical feature that elevates it to Level 3.
Temporal components. One aspect of episodic memory that appears not to
be encoded in the trace itself is the order of events. Reviewing the evidence,
Friedman (1993) recently concluded:
In spite of the common intuition that chronology is a basic property of
autobiographical memory, the research reviewed demonstrates that there is
no single, natural temporal code in human memory. Instead, a chronological
past depends on a process of active, repeated construction. (p. 44)
Even the sense of "pastness" of an episode may not be inherent in the
memory itself and may need to be added. One illustration of this is the phenomenon
of deja vu, in which we have the experience of reliving a past episode in
the absence of an actual memory (Bowers & Hilgard, 1986). Conversely,
"[h]aving--and even using--a memory representation of a prior event is not
sufficient to ensure the subjective experience of remembering" (Jacoby, Kelley,
& Dywan, 1989, p. 417). These examples suggest that the sense of pastness
may be doubly dissociated from actual memories.
Meta-representation. The conferring of "pastness" on a remembered episode
further implies the ability to form meta-representations of one's knowledge.
Meta-representation, according to Perner (1991), is representing a representation
as a representation. That is, in addition to the primary representation (e.g.,
I am in a park), one has to understand that this representation is a memory.
Other primary representations that comprise memories (e.g., I go shopping;
I play ball) can then be constructed into a past episode (I was in a park,
played ball, then went shopping). The ability to selectively choose representations
and organize them into past episodes is a characteristic of human mental
time travel that demands flexible access to one's own mind.
Attribution. The conferring of pastness may also be regarded as an act
of attribution. That is, in recollecting some past event we attribute it
to the experience of an earlier self. Such attributions may well parallel
our ability to attribute mental states, such as beliefs, desires, and emotions,
to other people. Even memory states may be attributed to others as well as
to ourselves; we usually assume that if we have shared an experience with
another person, then that person will remember it too. A good deal of human
conversation consists of mutual time travels down memory lane. Shared memories
are the glue for the enlarged and complex social nets that characterize our
species and that go well beyond mere kinship.
Understanding the relation between perception and knowledge. As pointed
out earlier, in addition to knowing something about a past event, one has
to meta-rep-resent this knowledge and attribute it to the experience of an
earlier self in order to travel mentally into the past. Re-experiencing the
event, that is, representing how this information became known, demands some
understanding of the contingency between perception and the formation of
knowledge (Perner, 1991; Perner & Ruffman, 1995). If one does not know
that knowledge is the result of experience and that experience depends on
the different channels of sensation and perception, one can scarcely reconstruct
a particular experience from current information. Knowledge about the taste,
color, shape, temperature, and so forth, of an object can have entered one's
system only in specific ways. The awareness that one knows something because
it has been experienced (autonoetic, or self-knowing, consciousness) and
the subsequent ability to mentally re-experience it require an understanding
about how experience is formed.
We have identified several basic cognitive capacities that seem to be
required for a fully fledged episodic memory system. Mental travel into the
past demands some level of self-awareness, an imagination capable of reconstructing
the order of events, an understanding of the perception-knowledge contingency,
an ability to meta-represent one's knowledge, to dissociate from one's current
mental states and to attribute past mental states to one's earlier self.
Some of these capacities seem to overlap, and they seem so basic and natural
to us that we find it hard to conceive of a mind without them. Yet, only
by about the age of 4 are they properly installed in the human brain.
Human Ontogeny of Mental Travel Into the Past
Nondeclarative memory can be shown to exist right after birth. Visual
habituation (Friedman, 1972) and auditory recognition (DeCasper & Fifer,
1980) confirm that information is stored right from the start. In fact, familiarity
effects can be observed even prior to birth (DeCasper & Spence, 1986).
At the age of 3 months, experience with a particular stimulus has effects
for up to a week (Rovee-Collier, Sullivan, Enright, Lucas, & Fagan, 1980).
Recent studies, such as that of Bauer, Hertsgaard, and Dow (1995) using elicited
imitation, showed that experiences of 1-year-olds can influence responses
a year later.
Recall, in its widest sense, can first be observed at about 7 months when
infants will begin to look for objects that moved out of sight (Ashmead &
Perlmutter, 1980). The development of "object-permanence" (Piaget, 1954),
that is, the understanding that objects continue to exist independent of
our perception, is, however, far from complete at this age. By the age of
10 months, infants can correctly locate an object hidden under one of two
identical cloths if there is a delay of up to 8 s between witnessing the
placement of the object and being allowed to choose (Diamond, 1985). At longer
delays, performance deteriorates to a chance level. By 16-18 months, the
critical delay period has expanded to 20 s (Daechler, Bukatko, Benson, &
Myers, 1976).
Declarative memory is evident when, by 2 to 3 years of age, children begin
to reproduce details about past events (Fivush, Gray, & Fromhoff, 1987)
and this knowledge can be retained for a year and a half (Fivush & Hamond,
1990). However, Perner and Ruffman (1995) cited evidence that these memory
reports differ substantially from those of older children. They require a
lot more cuing, and the questions asked by adults strongly influence the
structure of the recall. Perner and Ruffman argued that these young children
know (semantic memory) rather than remember (episodic memory) what has happened.
We will come back to their argument shortly. Others, for example Nelson (1992),
argued that these early memories are episodic, but that they do not become
truly autobiographic until age 4. Only then can they later be recalled and
become part of one's life story. Here, the phenomenon of childhood amnesia
comes into play.
Childhood amnesia, or the inability of adults to remember their early
childhood, begins to fall away at about age 3 to 4 (Loftus, 1993; Pillemer
& White, 1989; Sheingold & Tenny, 1982). If adults can have an episodic
memory (recollective experience) of events from that age, then it follows
that episodic memory must exist by that age. The question that remains is
therefore whether episodic memory exists prior to the fading of childhood
amnesia. The fact that younger children can report knowledge about events
when prompted may reflect only semantic rather than episodic memory, just
as the early use of the words "remember" and "forget" appears to be misleading.
Lyon and Flavell (1994) showed recently that 4- but not 3-year-olds understand
the sense of pastness implied by those words. The younger children use these
terms merely to describe current success (remember) or failure (forget).
But what about the development of those capacities that we argued to be
essential for a fully fledged episodic memory system? Do their maturations
converge at the age of 3 to 4? If so, then mental travel into the past, as
outlined in this article, can only emerge at this age.
Preconditions for Episodic Memory in Children
Self-awareness. At the age of 18-24 months, children pass the mirror-recognition
test (Amsterdam, 1972). We may assume that at this stage the prerequisite
for episodic memory is achieved. However, as stated earlier, the self-concept
implied by the mirror test need not extend to the more general adult sense
of personal identity that extends through time. The emergence of the latter
might be tested by introducing a delayed condition to the mirror test. Povinelli
(1995) has reported intriguing preliminary results bearing on this issue.
In studies with his colleagues Landau and Perilloux, he marked 2-, 3-, and
4-year-old children by putting stickers on their foreheads. When he showed
the children a video of this action 3 min later, 75% of the 4-year-olds reached
up immediately to remove the sticker, whereas none of the 2-year-olds and
only 25% of the 3-year-olds did so. All of the 2- and 3-year-olds immediately
removed the sticker when the video was replaced by a mirror, providing direct
feedback, confirming the earlier evidence that even 2-year-olds pass the
mirror test (e.g., Amsterdam, 1972). So, although the mirror test demonstrates
the onset of a self-concept at around age 2, the temporal dimension appears
not to emerge until age 3 to 4.
Temporal reconstruction. Mental time travel also implies that the order
of events in time can be reconstructed, and Friedman (1991,1992) has shown
that 4-year-olds are capable of making correct earlier versus later judgments
about past events. Between the ages of about 4 to 8, children acquire an
explicit knowledge about the culturally dependent time scales (days, weeks,
months, etc.) that assist the structuring of one's own past experiences.
The basic reconstructive capacity, however, might be in place in children
even younger than 4.
Meta-representation. It has been argued that meta-representation first
manifests in the form of pretense (Leslie, 1987). Whether the representations
of the pretended and real worlds are hierarchically organized is still debated
(see Jarrold, Carruthers, Smith, & Boucher, 1994, for a critical appraisal).
Pretend play develops in the 2nd year and therefore clearly precedes the
proposed time frame for the emergence of mental travel into the past. However,
complex social pretend play as well as individual pantomime develop later,
at around age 3 1/2, and only then, it has been argued, may pretend play
be based on meta-representation (Jarrold et al., 1994; Suddendorf & Fletcher-Flinn,
1996). This argument would be consistent with the emergence of meta-representation
in other domains, such as mental attribution.
Mental attribution. Using representational skills for the attribution
of mental states develops progressively between ages 2 and 4, from attributing
desires and intention to knowledge and belief and, finally, false beliefs
(Gopnik, 1993; Well-man, 1991; Whiten, 1991; Wimmer & Perner, 1983).
At first, the new attribution of mentality is characterized by overgeneralization
or what has been called animism. By 31/2 to 4 years, when they finally pass
appearance-reality and false belief tasks (Astington, Harris, & Olson,
1988; Flavell, 1993; Gopnik & Astington, 1988; Wimmer & Perner, 1983),
children are said to have a "theory of mind," a truly representational view
of the world, including the meta-understanding that representations can be
wrong, can be changed, and depend on informational access (Perner, 1991).
Meta-representational dissociation from primary mental states becomes evident.
For our purposes, it is important to note that this development is not
restricted to the attribution of current mental states to others, but appears
to include the attribution of past mental states (to a past self and others).
In a classical false-belief paradigm, for example, 3-year-olds fail to understand
that their current knowledge that there are pencils and not Smarties in the
candy box is not available to others; that is, they wrongly predict that
another child also believes the box to contain pencils. They also fail to
understand that, before they were shown to the contrary, they once believed
the box to contain Smarties (Gopnik & Astington, 1988). This is also
true of intentions, desires, and beliefs. Gopnik and Slaughter (1991) showed
that 3-year-olds, although able to recall past mental states of pretense,
imagination, and perception, have severe difficulties remembering past mental
states of desire, intention, and belief.
With regard to past knowledge, Gopnik and her colleagues (Gopnik &
Graf, 1988; O'Neill & Gopnik, 1991) demonstrated young children's difficulty
in recalling the source of their current knowledge even though the learning
event may have occurred only minutes ago. The children can report the content
of learning before they become able to recall the learning event itself.
Taylor, Esbensen, and Bennett (1994) found that even older children (of 4
and 5 years) have problems with source memory for recently acquired skills
and color names. Those children who claim to have known the names yesterday,
when in fact they learned them today, also tend to claim that they have always
known them.
Thus, 2- and 3-year-olds have problems representing their own (and others')
former mental states of desire, intention, knowledge, and belief. This severely
limits their potential ability for mental travel into the past. Gopnik and
Slaughter (1991) acknowledged this point when they wrote that their findings
(see above) "may have implications for the development of fully-fledged,
autobiographic, episodic memory. One characteristic of such memory is that
we not only know that past events took place, but we also know that we experienced
and represented them in a particular way" (p. 109). The ability to reconstruct
the narrative of past events is severely limited if one cannot represent
what one (and others involved) wanted, intended, knew, and believed, and
how these mental states changed.
Perhaps mental attribution and mental travel in time develop similarly.
One view on how children develop mental state attribution is by simulation
(Gordon, 1986; Harris, 1991; Humphrey, 1986; Johnson, 1988). At first, the
child's own state may interfere with the simulation of conflicting states,
but by the age of 4, children, by then consummate actors, can detach from
their own states to assume the states of others. At this point, then, there
is dissociation.
We suggest that a similar pattern may characterize the development of
episodic memory. That is, young children may have difficulty simulating their
own past experiences because they cannot escape their present one. Interestingly,
Kinsbourne (1989) attributed the memory failures shown by patients with Korsakoff
syndrome to the same difficulty, and not to the loss of memory per se. By
the age of 4, however, the child can escape the present and simulate the
past without interference. The simulation account for the development of
mental attribution is, however, not undisputed (see "Mental Simulation,"
1992, for a thorough discussion). It may therefore be premature to assume
the validity of the proposed parallel development of mental time travel and
mind reading via simulation.
Be this as it may, the development of the final precondition adds further
empirical evidence to the argument for the late (around age 4) emergence
of episodic memory.
Understanding the relationship between perception and knowledge. The research
on source memory discussed earlier already indicates that children younger
than 4 years old may not understand much about the relationship between perception
and knowledge. Wimmer, Hogrefe, and Perner (1988) studied this understanding
explicitly and found that 4-year-olds, but not 3-year-olds, correctly answered
questions regarding informational access (e.g., seeing) and current knowledge.
Perner (Perner, 1991; Perner & Ruffman, 1995) saw the connection to
episodic memory and sought empirical support for the claim. He appealed to
Tulving's (1985) finding that individuals tend to report items in a free-recall
condition as "remembered," whereas items in cued-recall conditions are deemed
"known." Perner and Ruffman (1995) cited several other studies (e.g., Gardiner
& Java, 1990) in support of the claim that the adult judgment of whether
items are remembered or known is a valid measure. The argument, then, is
that in recognition one can use semantic cues to retrieve the items (which
results in knowing), whereas, in free recall, retrieval depends largely on
internal episodic traces, especially the awareness of having experienced,
that is, perceived, the item (which results in remembering). The target group,
preschool children, cannot, of course, be asked to make a valid judgment
about this (see the results of Lyon & Flavell, 1994, discussed earlier).
But, if the reasoning is correct, one would expect to find a correlation
between free recall and children's performance on tests that measure their
understanding of the relationship between informational access and knowing.
Those who pass these tests should do much better on free-recall tasks than
those who fail, whereas no significant difference would be expected in their
performance on cued-recall (recognition) tasks.
This hypothesis has been tested in four experiments instigated by Perner
(1991) and Perner and Ruffman (1995). And, indeed, a significant correlation
was found (r > .4) between free recall and various measures of an understanding
of how perception leads to knowledge. This correlation remained significant
even after correlations with cued recall and intelligence (i.e., scores on
the BPVS) were partialed out. Thus, the results strongly support the idea
that understanding the perception-knowledge relationship is essential for
episodic memory (performance in free recall) because it entails the ability
to represent the experiential origin of one's knowledge (a so-called episodic
trace). This understanding, according to Perner's results, develops gradually
between the ages of 3 and 6. Prior to this, a child can know something about
past events but cannot re-experience the event in the way required for true
episodic memory.
Perner and Ruffman (1995) also concluded that their findings provide an
explanation for the phenomenon of childhood amnesia in that the development
of true episodic memory causes it to fade somewhere between ages 3 and 4.
We believe this claim is supported by our analysis of the development of
the other cognitive capacities that we hold to be important for mental travel
into the past. Only by 3 1/2 to 4 years of age can children use meta-representation
to attribute past mental states (such as desires, intentions, knowledge,
belief, and false beliefs) to their past selves. Only then can their personal
past experiences be properly reconstructed. This, in turn, is necessary to
the formation of a record of one's history--the foundation of a personal
identity.
Howe and Courage (1993) proposed a relationship between the cognitive
sense of self and childhood amnesia. Whereas the first empirical evidence
for a sense of self develops at 18 to 24 months, it may rather be Povinelli's
(1995) delayed paradigm that accurately measures the emergence of an identity
through time. Taken together with the results of Perner's studies, we believe
that we have an explanation for both childhood amnesia and the subsequent
emergence of episodic memory at about the age of 31/2.
Support for the Model From a Clinical Population: The Case of Autism
Finally, we consider a disorder that, we believe, supports most of the
points we have made so far. If our argument is correct, then clinical populations
that lack one or more of the proposed requirements should consequently be
impaired in their mental time travel ability. On the other hand, if clinical
populations exist who, despite a lack of these proposed prerequisites, show
a capacity for mental time travel, then this would clearly contradict our
argument.
Autism is one disorder that has been claimed to be based on a lack of
theory of mind (Baron-Cohen, 1995; Baron-Cohen, Leslie, & Frith, 1985).
Deficits have been shown in autistic children's ability to meta-represent
(Baron-Cohen, 1989; Frith, 1989), to understand the perception-knowledge
relationship (Baron-Cohen & Goodhart, 1994; Leslie & Frith, 1988),
to distinguish appearance from reality (Baron-Cohen, 1989), and to attribute
mental states to others and themselves (Baron-Cohen, 1995; Perner, Frith,
Leslie, & Leekam, 1989). It has to be noted that a small minority of
autistic people do overcome these deficits to some extent. In fact, various
degrees of autism (e.g., regarding IQ and verbal ability) make this clinical
group very heterogeneous. Our hypothesis, therefore, predicts that most (i.e.,
those without the proposed requirements) autistic children are impaired in
their ability to travel mentally in time.
Although people with autism can have a good and sometimes even extraordinary
ability for rote memory (e.g., associative and cued memory; Boucher &
Warrington, 1976), episodic memory seems to be impaired (Boucher & Lewis,
1989; Powell & Jordan, 1993). Powell and Jordan speak of a lack of "personal
episodic memory," wherein events can be recalled but individuals are unable
to "remember themselves performing actions, participating in events or possessing
knowledge and strategies" (p. 362). They further argue that an "experiencing
self," much like the one invoked by Perner and Ruffman (1995), is needed
to code episodes as part of a personal dimension. In accordance with Perner
and Ruffman's (1995) findings, then, Boucher and Lewis (1989) as well as
Tager-Flusberg (1991) found autistic children to be impaired in free, but
not in cued, recall. Tager-Flusberg acknowledged that, as suggested by Perner
for young children, lack of experiential awareness may be responsible for
autistic children's impaired episodic memory and consequent deficits in free
recall.
According to Powell and Jordan (1992), a "continuing sense of self 'from
the inside'" (p. 362) rather than a mere sense of self as seen "from the
outside" is needed for this kind of memory. "Sense of self from the outside"
clearly reminds us of what is measured by the mirror self-recognition task,
and the distinction from self "from the inside" strikingly resembles that
of Hart and Fegley's (1994) between subjective and objective self-awareness.
Without this subjective or inside sense of self and the accompanying theory
of mind, children with autism, as was predicted, appear to be unable to mentally
transport themselves into their past, re-experience the events, and see the
causal relation between past and present self. We would therefore predict
that, although autistic children can recognize themselves in a mirror (Dawson
& McKissick, 1984), they will fail the delayed video version of the task.
Further research is needed to address this issue and to determine and investigate
only those individuals who lack our proposed prerequisites.
We have argued that one crucial underpinning of theory of mind and mental
time travel might be the ability to dissociate from one's current state.
This ability also appears to be impaired in most autistic children. "'Executive
function' is an umbrella term for the mental operations which enable an individual
to disengage from the immediate context in order to guide behaviour by reference
to mental models and future goals" (Hughes, Russel, & Robbins, 1994,
p. 477), and evidence for executive dysfunction in autistic children has
accumulated in recent years (Hughes & Russel, 1993; Hughes, Russel, &
Robbins, 1994; Ozonoff, Pennington, & Rogers, 1991). Although the relationship
between executive functions and theory of mind is still debated (Baron-Cohen,
1995; Russel, Jarrold, & Potel, 1994), autistic children's inability
to disengage or dissociate from the present and to form strategic plans demonstrates
impairment of mental travel into the future. Harris (1991) noted the lack
of planning that is a typical characteristic of autism: lack of flexibility
and the tendency to engage in stereotyped and routinized actions. Thus, although
further research is needed, current knowledge about autism supports our theory.
Evidence for the Existence of the Required Capacities in Animals
The vast literature on animal memory (see Kendrik, Rilling, & Denny,
1986, for a review) demonstrates clearly that we are not the only species
benefiting from past experience. However, the question of whether other animals
mentally reconstruct the past, have recollective experience, or, in other
words, travel mentally into the past, cannot be answered by these data.
Preconditions for Episodic Memory in Animals
Self-awareness. The role of the self may not be sufficient to deny all
other animals the capacity for episodic memory, because there is evidence
that the concept of self is not restricted to humans. chimpanzees (Gallup,
1970), gorillas (Patterson, 1991), and orangutans (Suarez & Gallup, 1981)
appear to demonstrate self-recognition in a mirror (see also Parker, Mitchell,
& Boccia, 1994, for a recent review). Monkeys and even elephants and
parrots can learn how a mirror works (e.g., correctly using mirrored information
about approaching objects), but unlike the great apes, they do not attend
to markings viewed in a mirror if these are on their own bodies (Anderson,
1986; Gallup, 1994; Pepperberg, Garcia, Jackson, & Marconi, 1995; Povinelli,
1989).
This area of research is somewhat controversial, however, since there
is also evidence that some chimpanzees do not show self-recognition on the
mirror test, even after extended exposure to their own mirror images (Swartz
& Evans, 1991), and the data on gorillas are also somewhat equivocal
(Povinelli, 1993). Even so, this work at least raises the possibility that
the great apes are capable of a concept of self and therefore possess one
of the prerequisites for episodic memory. Whether they can pass Povinelli's
delayed version remains to be seen. We would expect them not to pass this
test for reasons that will become clear in the following discussions.
Temporal order. Great apes have provided some evidence for the ability
to imagine other possible worlds (Byrne & Whiten, 1992). Furthermore,
even monkeys and pigeons have been shown to learn serial orders (Terrace
& McGonigle, 1994). Whether great apes can use their imagination to reconstruct
the order of past events, however, remains questionable. For what it is worth,
it can be noted that none of the ape-language studies has resulted in apes
acquiring tense or terms for time scales.
Meta-representation. There is some evidence that great apes may be capable
of some degree of meta-representation. There are some records of seemingly
pretend play with imaginary objects (Hayes, 1951; Savage-Rumbaugh, 1986;
Savage-Rumbaugh & McDonald, 1988). Furthermore, Whiten and Byrne (1991)
argued that tool manufacture and insightful spontaneous problem solving (Kohler,
1917/1927) by great apes also indicate more than primary representation.
It remains debatable whether these observations indicate representation of
a higher order, but if we accept similar behavioral evidence for children
(Leslie, 1987), then we should also grant it to apes. It is interesting to
note that, just as with mirror self-recognition, only the great apes show
these behaviors; monkeys do not.
Mental attribution and the perception-knowledge relationship. A similar
discrepancy can be observed with regard to knowledge representation and mental
attribution. On the basis of extensive observations in the wild, Cheney and
Seyfarth (1990) inferred that monkeys are not able to recognize and internally
represent their own knowledge. Just as people with "blindsight" are not consciously
aware that they have vision, so monkeys do not seem to know what they know,
or even that they know (Gallup, 1983; Humphrey, 1986). If this were the case,
we could hardly expect them to know how they got to know what they currently
know; that is, they could not have Perner and Ruffman's "experiential awareness"
and thus episodic memory. Great apes, on the other hand, have provided at
least suggestive evidence that they may have some elements of a theory of
mind.
In fact, the whole enterprise of studying theory of mind development was
triggered by Premack and Woodruff's (1978) experiments suggesting that chimpanzees
attribute intention. This has received at least some support. Records of
apparent compassion (Goodall, 1986), perhaps even empathy (Boesch, 1992),
cooperation (de Waal, 1982, 1989; Menzel, 1974), imitation (Byrne, 1994;
Meador et al., 1987), role taking (Povinelli, Nelson, & Boysen, 1992;
Povineili, Parks, & Novak, 1992) and tactical deception (Byrne &
Whiten, 1990, 1992; Whiten & Byrne, 1988) can be cited in support of
the claim that great apes may have at least some understanding of motivational
mental states. There is virtually no evidence for these qualities in monkeys.
Evidence for the attribution of informational states, such as knowledge
and belief, is less extensive. There are at least two recorded incidences
of teaching (Boesch, 1992; Fours et al., 1989). Although several ingenious
attempts to prove experimentally that chimpanzees attribute informational
states (Povinelli, Nelson, & Boysen, 1990; Premack, 1988) have been published,
none has provided unequivocal evidence (Heyes, 1993; Gagliardi, Kirkpatrick-Steger,
Thomas, Allen, & Blumberg, 1995). The only published attempts to show
that apes may represent false beliefs, and thus have a fully fledged theory
of mind, were unsuccessful (Premack, 1988; Premack & Dasser, 1991).
Heyes (1993) recently argued that all of the ape behavior that has been
cited as evidence for theory of mind can be explained by learning processes
without the need to postulate the attribution of mental states. Accepting
her position would mean that there is no reason to believe that even apes
have the capacity for mental travel into the past. But even if we suppose
that Heyes wielded Occam's razor a little too vigorously, and that chimpanzees
can draw some inferences about the mental states of others (a view favored
by the authors), there may still be a significant gap between chimpanzees
and humans (Premack, 1988).
Apes may have developed only to the level of attributing motivational
states. This, in the light of the importance of understanding past knowledge
and belief, would render proper episodic memory impossible. If apes fail
only to understand false beliefs, then they would still be short of comprehending
the full extent of the perception-knowledge relationship. According to Perner
and Ruffman's (1995) analysis, this shortcoming alone would make episodic
memory impossible. Furthermore, if our proposed model is correct, then dissociation--the
ability to simultaneously entertain different, even opposing, mental states--is
required for both mental time travel and attribution of false beliefs. We
have no reason to believe that chimpanzees, or any other nonhuman animals,
have mastered this mental feat.
Finally, although we acknowledge the risk of arguing from ontogeny to
phylogeny, the timing of the onset of episodic memory in humans may put it
out of reach for chimpanzees. Premack (1988) and Parker and Gibson (1979)
have proposed as a rule of thumb that what a child of 31/2 years cannot do
also cannot be done by a chimpanzee. This is certainly true, for example,
of language development (Bickerton, 1986; Pinker, 1994). This need not imply
that chimpanzees are simply developmentally arrested children (cf. Povinelli,
1993); species-specific differences in mental capacities surely exist, and
may be qualitative as well as quantitative. Nevertheless, if we are to ask
whether chimpanzees have the ability to travel mentally in time, it seems
reasonable to ask whether they can master the steps that humans have to master
in the process of acquiring that ability. On present evidence we have to
answer this question in the negative.
Mental Travel Into the Future
In view of the generative aspect of episodic memory, it seems reasonable
to suppose that basically the same mechanisms might be involved in imagining
the future as in constructing the past. Time travel into the future is in
a sense an extrapolation from time travel into the past, similarly involving
the ability to escape the influence of the current mental state. The same
mental platform might be used to entertain scenarios in different modes (such
as what was. would, could, should, might, or will be).
It is important to distinguish mental time travel into the future from
anticipatory behavior. This is a distinction that in some respects parallels
that between episodic and other memory systems, which may reflect the influence
of the past without necessarily involving mental time travel into the past.
Similarly, many behaviors involve anticipation of future events in some way,
but need not involve the actual simulation or imagining of future events.
The link with memory runs even closer; learning and memory are themselves
as much oriented to the future as to the past, because they increase the
organism's chances of future survival.
Insight-free instincts, such as hibernation, provide a further mechanism
for dealing with recurring environmental changes, but again there is no need
for the organism to actually imagine the future. Hibernators prepare for
winter even if they have not experienced that season before. True anticipation
of the future, involving the imagining of different scenarios, is what we
might consider intelligent rather than instinctual. The distinction may sometimes
be elusive, however, and Gibson (1990) suggested that instinct and intelligence
should be regarded, not as polar opposites, but as the two ends of a continuum,
which she calls "mental constructional ability."
Be that as it may, the insightful behavior shown by Kohler's (1917/1927)
apes implies constructive thought with an eye to the future solution of a
problem and seems clearly more intelligent than instinctive. Even more strikingly,
Dohl (1970) showed that the chimpanzee Julia was able to look several steps
ahead in a sequential problem-solving task. She had to choose between two
keys in a transparent box that opened further boxes with keys until she arrived
at a final box that contained either nothing or a food reward. Only by choosing
the right keys at each point was she able to obtain the reward. Julia learned
to act, not by chance, but by determining the route leading to reward before
she chose the initial key. Since each trial involved a different sequence,
this learning could not be accomplished by simple chaining. Julia was able
to look as many as five steps ahead in pursuit of the final goal, an anticipatory
skill that some chess players might envy.
Chimpanzee tool cultures also suggest flexible forethought. For example,
the chimpanzees at Gombe manufactured pointed tools from sticks at one place
to use them later for termite fishing at another place that was out of sight
(Goodall, 1986). Because the stick is trimmed to give it a pointed end, Whiten
and Byrne (199l) argued that besides seeing the stick as a stick, the animal
must also generate a representation of it as a termite probe.
But despite this evidence for chimpanzees' capacity to imagine the future,
Kohler (1917/1927) earlier suggested an important restriction: The anticipations
do not go beyond the context of the present. Sultan's construction of the
future, which enabled him to solve the problem and get the bananas, was bound
by the context of his present hunger. The same is true of the more recent
examples: Julia's performance was driven by her present desire for food reward
and the Gombe chimpanzees' manufacture of sticks by their appetite for termites.
Kohler viewed such anticipations as essentially belonging to the present.
The same point is made by Donald (1991), who wrote that an ape's behavior,
"complex as it is, seems unreflective, concrete, and situation-bound" (p.
199). Conversely, Stebbins (1982) and Eccles (1989) refer to "time-binding,"
meaning simultaneous access to past and future, as uniquely human.
The Bischof-Kohler Hypothesis
Bischof (1978,1985) and Bischof-Kohler (1985), based on Kohler's writings,
suggest a more explicit limit on the extent to which animals can represent
the future. Their hypothesis is that animals other than humans cannot anticipate
future needs or drive states and are therefore bound to a present that is
defined by their current motivational state. We shall refer to this as the
Bischof-Kohler hypothesis, noting that the name acknowledges all three of
its proponents, namely, Wolfgang Kohler, Norbert Bischof, and Doris Bischof-Kohler.
The hypothesis still retains a measure of ambiguity, since there is no
clear definition of drive or need. It relies instead on commonsense notions.
Bischof (1985) illustrated with the example of a homeostatic drive, thirst.
When an animal is thirsty, it tries to find drink: Perception is focused
on key stimuli, memory is searched, perhaps a plan of action is worked out.
To begin these procedures, however, the animal must in fact be thirsty. Humans,
by contrast, plan the future regardless of present need; a full-bellied lion
is no threat to nearby zebras, but a full-bellied human may be. We humans
anticipate future needs in multifarious ways, as when we buy food or other
provisions, install burglar alarms, or manufacture or purchase tools. Business
is to a great extent dependent on anticipation of our own and others' future
needs.
The Bischof-Kohler hypothesis is consistent with the idea, developed earlier,
that nonhuman species may be unable to dissociate another mental state from
their present one. Future need anticipation therefore might be only a special
case of animals' general problem with simultaneously representing conflicting
mental states. Like 3-year-old children, they may be unable to imagine an
earlier belief (or state of knowledge, or drive, etc.) that is different
from a present one or to understand that another individual holds a belief
different from their own. This may apply to future states as well as to past
ones. That is, a satiated animal may be unable to understand that it may
later be hungry, and therefore may be unable to take steps to ensure that
this future hunger will be satisfied.
Griffin (1978) pointed to the importance of studying animals' sense of
a remote future or, in terms of the Bischof-Kohler hypothesis, to a future
beyond the present drive state, but as yet little has been published on the
topic. The evidence that exists is anecdotal. Goodall (1986), for example,
recorded the case of a chimpanzee, Satan, who followed a female in estrus,
then slept close beside her. This suggests an activity designed for sexual
gratification the next morning. Even if Satan planned this, one can still
argue that he was acting according to his present sexual drive; that is,
his plan did not extend into the "future" in Kohler's sense.
Bischof (1985) suggested that, in the course of evolution, there was a
progressively increasing gap between drive and action. Great apes display
quite extensive gaps; they can postpone the immediate enactment of their
current drive and make plans to receive gratification at a later time. De
Waal (1982), for example, reported an incident in the Arnhem Zoo in which
the researchers hid grapefruit in the chimpanzee enclosure by burying them
in the sand. The chimpanzees searched enthusiastically but apparently unsuccessfully,
although several, including Dandy, passed over the spot. Later in the afternoon,
unnoticed by the others, Dandy went straight to the spot, dug up the grapefruit,
and enjoyed them without competition from the others. Similar examples of
tactical deception have been recorded by Byrne and Whiten (1990). Such cases
may demonstrate an impressive delay of gratification to achieve greater gain,
but they do not necessarily reflect mental travel beyond the present drive
state.
chimpanzees carry stones over long distances to open nuts at a place where
no suitable stones can be found (Boesch & Boesch, 1984), but even this
fairly extreme example of forethought may still be controlled by a single
drive state. "What is imagined is the resonance of current needs in a future
environment" (translated from Bischof, 1985, p. 541).
Another anecdote that suggests an awareness of the future was recounted
by Byrne and Byrne (1988). A group of chimpanzees surrounded a cave in which
a leopard and its infant had hidden, and amid much excitement, and after
several unsuccessful attempts, one old male lunged into the cave and emerged
with a very small leopard cub. The group inspected the cub, bit it, and eventually
killed it. However they did not eat it, and some of them (not the killers)
groomed its body. One interpretation of this behavior is that the chimpanzees
had acted to eliminate a future predator. But is this what they had in mind
when they began their siege? We do not really know,
An anecdote recounted by de Waal (1982) is perhaps more compelling:
It is November and the days are becoming colder. On this particular morning
Franje collects all the straw from her cage (subgoal) and takes it with her
under her arm so that she can make a nice warm nest for herself outside (goal).
Franje does not do this in reaction to the cold, but before she can have
actually felt how cold it is outside. (p. 192)
However, no further details are provided, and taken by itself it scarcely
provides a convincing refutation of the Bischof-Kohler hypothesis.
The widespread use of anecdotes in the 19th century led to wildly exaggerated
accounts of the mental capacities of nonhuman animals. Lindsay (1880), for
example, concluded that animals engage in criminal activities and commit
suicide. There was also the infamous case of Clever Hans, the horse that
appeared to be able to perform prodigious feats of arithmetic by tapping
out the answers to questions put to him by his owner. It transpired that
the owner, unbeknownst even to himself, was giving subtle signals to the
horse that indicated when to stop tapping (Pfungst, 1911/1965).
Claims about animal intelligence came to be mistrusted, and a more skeptical
attitude was enshrined in Lloyd Morgan's canon and the principle of parsimony.
However, the pendulum may have swung too far, making it virtually impossible
to obtain evidence of mental time travel. We may now be entering a phase
of more balanced enquiry. The anecdotal method has been successfully introduced
for studying primate deception (Byrne & Whiten, 1985, 1990, 1992; Whiten
& Byrne, 1988), and a similar survey of anecdotes relating to mental
time travel into the future has also been instigated (Suddendorf, 1994).
This has yet to reveal convincing evidence of mental travel into the future
by nonhuman primates.
Of the 73 leading primatologists, comparative psychologists, and representatives
of the ape-language projects initially surveyed, only 5 contributed observations
they thought might contradict the Bischof-Kohler hypothesis. None of these
observations described clear cases of future-need anticipation such as refinement
or continued carrying of tools after a need has been satisfied or, in the
case of the ape-language studies, the acquisition and appropriate use of
words referring to the remote future. Only 2 respondents, Tutin (see below)
and Savage-Rumbaugh, stated that they believed apes to be capable of anticipating
the future beyond the current state of needs/drives. Savage-Rumbaugh, however,
appears to have changed her view, for she has recently stressed the importance
of the en-coupling of current and future needs in hominid evolution (Savage-Rumbaugh,
1994a).
Although this survey confirms that the Bischof-Kohler hypothesis is consistent
with our current data, it still remains difficult to distinguish mental time
travel from instinctive behavior that may give the appearance of forethought.
As de Waal (1982) pointed out, for example, adolescent humans often provoke
and challenge their parents in displays of independence, but are generally
unaware of the true motive for their actions, which are based on instinct
rather than explicit mental constructions of the future. De Waal suggested
a similar explanation for the apparent strategic intelligence displayed at
the Arnhem chimpanzee colony by an ex-alpha male, called Yeroen. After losing
his alpha status to Luit, Yeroen formed an alliance with a third male, Nikkie,
a strategy that eventually brought him back to power. The strategy was at
first unsuccessful and took months to pay off. Although noting that alternative
explanations are possible, de Waal suggests that the strategy may not have
been formulated with the future goal in mind. Even so, such anecdotes clearly
raise the possibility that chimpanzees have a greater capacity for forward
planning than we are yet willing to grant them.
Similar arguments may apply to the acquisition of mental maps for future
use. chimpanzees and gorillas seem to acquire an extensive knowledge of territory,
allowing them later to take the shortest route to trees when they contain
fruit or to stones for opening nuts (C. E.G. Tutin, Record #14 in Suddendorf,
1994; Boesch & Boesch, 1984). Whether this knowledge is acquired intentionally,
having in mind its usefulness for future needs, is questionable. Spatial
knowledge seems to be acquired implicitly rather than explicitly, and may
be a general adaptive mechanism that requires no explicit reference to the
future.
Evolutionary Considerations
There must be some question as to why it might be adaptive to travel mentally
into the past when phylogenetically older forms of memory already allow for
learning from a single event. Part of the answer may lie in the nature of
the information extracted. Sherry and Schacter (1987) argued that the older
form of memory (procedural) is essentially concerned with extracting invariances
from stimulus events, as in pattern recognition, whereas the newer form is
concerned with preserving the individuality of events. Because these characteristics
are mutually incompatible, the later form of memory evolved as a separate
system.
This distinction may capture the difference between nondeclarative and
declarative memories, but it does not seem to capture that between the two
varieties of declarative memory, namely, semantic and episodic. Semantic
memories themselves may vary considerably in individuality; knowing that
Canberra is the capital of Australia, for example, is more specific than
knowing what a capital is. Even more individual, however, is remembering
precisely when and how we learned that Canberra is the capital of Australia.
(Some readers may have learned it just now.)
The ability to travel mentally back in time may confer the added advantage
of allowing events to be repeated, mentally if not physically, so that we
can reflect on them, draw more general or abstract conclusions from them,
and so on. In that sense, episodic memory may contribute to the elaboration
of semantic memory. On these grounds, some have argued that episodic memory
may have preceded semantic memory in hominid evolution (e.g., Donald, 1991;
Seamon, 1984). However, because other species seem to be capable of at least
a primitive form of semantic memory, we agree with Tulving (1983,1984,1985)
that episodic memory emerged later, but then allowed the semantic memory
system to develop more fully. Kinsbourne and Wood (1975) showed that the
absence of episodic memory slows the acquisition of new knowledge.
This relationship is also observed in human development, and we suggest
that again semantic memory precedes episodic memory. Taylor et al. (1994)
showed that children between 4 and 5 years of age begin to remember learning
events and in so doing gradually overcome so-called source amnesia. This
age period can therefore be viewed as containing the onset of semantic learning
based on episodic memory. That is, only by this age can children travel mentally
back to the source of their knowledge and, for example, assess the accuracy
and reliability of the source or whether there might be other things to be
learned from the event. With mental access to the learning event, children
can truly become generative in Corballis's (1991) sense, because knowledge
can be flexibly transferred across different domains. This is supported by
the recent finding that when false-belief tasks are passed, and thus dissociation
is evident, children generate significantly more, and more diverse, answers
to simple problems (Suddendorf & Fletcher-Flinn, in press).
Although the ability to build up semantic memory increases the fitness
of the organism, we doubt that this fully explains the evolution of mental
time travel. Rather, the precursors of mental time travel, such as the ability
to attribute mental states to others, may have evolved as a result of the
pressures of an increasingly complex social structure. This underlies the
theory of so-called Machiavellian intelligence (Byrne & Whiten, 1988;
Humphrey, 1976, 1986; Jolly, 1966); at some point in primate evolution, there
was a selective pressure for the ability to read the minds of other individuals,
because this allowed for better planning, cooperation, imitation, and teaching--and,
no doubt, deception. Humphrey (1986) argued that the human desire for varied
experience emerged because it allowed individuals to understand others; in
a sense, psychology was born. Self-knowledge might then have been an adaptation
derived from the ability to know others. As support for this, it has been
noted that chimpanzees reared in social isolation seem unable to recognize
themselves in a mirror (Gallup, McClure, Hill, & Bundy, 1971).
These considerations suggest that the real importance of mental time travel
applies to travel into the future rather than into the past; that is, we
predominantly stand in the present facing the future rather than looking
back at the past. This assertion is supported by the finding that "children
can judge the forward order of parts of the day, days of the week, and months
of the year at earlier ages than they can mentally move backwards through
the sequences" (Friedman, 1992, p. 173).
This finding may help explain why we are in fact such poor witnesses.
That is, the constructive element in episodic recall is adaptive in that
it underlies our ability to imagine possible scenarios rather than actual
ones, but it may be rather realadaptive with respect to reconstruction of
the actual past. If it were important to remember the past in faithful detail,
then we might have expected a more efficient system to have evolved. Instead,
we bolster our faulty memories with external storage systems, such as drawings,
books, tapes, films, and computer disks, leaving our minds ever freer to
create scenarios for the future (not to mention fantasies about the past).
The ability to represent possible future events has clear advantages over
the older systems for generating anticipatory behavior, namely, instinct
and learning. The flexibility of the newer system allows one to consider
different options, whereas inherited instincts or insight-free acquisition
of response patterns are effectively fixed by the motivational state of the
organism and by environmental contingencies. Through the combining of different
options, we can generate scenarios that are highly specific and that are
novel; we can plan to do things we have never done before. The future exerts
so obvious an influence over our thoughts and actions and, indeed, over the
shaping of society itself, that it needs no further elaboration here.
In recent years motivation theorists have come to appreciate that human
behavior is not governed merely by internal drives, habits, and external
stimuli, but depends very largely on anticipatory cognition. Bandura (1991)
writes that "even in the so-called biological motivators, human behavior
is extensively activated and regulated by anticipatory and generative cognitive
mechanisms rather than simply impelled by biological urges" (p. 70). This
is not to say that humans have overcome their biological needs; rather, they
have the capacity to integrate the enactment of present and future drives
in a complex set of action plans directed at a variety of goals. Only through
considering the cognitive component (and the importance of mental time travel)
can we begin to explain the evolution of human volition, including such biologically
paradoxical phenomena as celibacy or hunger strikes.
The self-regulation required for the management of our motivation appears
to begin with the emergence of mental time travel, that is, at around age
4 (Perner, 1991). Because of the limited scope of this article, we refer
the reader to the work of Kuhl (e.g., Kuhl & Kraska 1989) for an excellent
analysis of the development of meta-volition and to Frankfurt (1988) for
a philosophical discussion of the logic behind this issue. That meta-motivation
is vital for human culture, however, should be clear without further elaboration.
When Did Mental Time Travel Evolve?
We suggested earlier that a critical ingredient of mental time travel
is dissociation, or the ability to maintain different mental states simultaneously.
Savage-Rumbaugh (1994a) proposed the intriguing hypothesis that this may
have arisen as a consequence of bipedal locomotion and the ensuing problem
of transporting infants. The precursors of the hominoids moved primarily
by brachiation--swinging from branch to branch--as gibbons and siamangs do
today. Infants were transported simply by clinging, and the mother could
assist by simply raising her hindlegs to provide extra support. With deforestation
during the Miocene, it was necessary to develop alternative methods of locomotion
across the savanna, between forest patches. chimpanzees and gorillas solved
this problem by knuckle-walking, which allowed the infant to cling to the
mother's back.[2]
However, the hominids, for whatever reason, adopted a bipedal mode of
locomotion, which posed a problem in the transportation of infants. It was
no longer sufficient to assume that the infant would simply cling, and greater
demands were placed on the mother--and perhaps the father as well--to ensure
that the infant was supported and monitored. Infants would be put down while
sleeping, but it would be important to remember them and pick them up before
moving on. Human infants are held in front of the parent, allowing a more
direct monitoring of their expressions, direction of gaze, and attentional
fixations. In short, it may have proved adaptive for the parent to be able
to take the perspective of the infant, mentally as well as physically.
The requirement to monitor the presence and needs of an infant may have
led to an expansion of the ability to keep several things in mind. Savage-Rumbaugh
suggested that this also enabled hominids to carry tools and weapons that
were related not to current needs, but to contingencies that might arise,
such as unexpected attacks, or terrains unlike those encountered before.
It may well have been such considerations that eventually permitted the migration
of Homo erectus from Africa to various parts of the Old World. This is generally
considered to have begun about 1.6 million years ago, although recent dating
of fossils from Java suggests that some migration may have occurred some
1.8 million years ago, before there was any known evidence of bifacial tools
(Swisher, Curtis, Jacob, Getty, Suprijo, & Widiasmoro, 1994).
These migrations took H. erectus into diverse environments with differing
climates, suggesting a facility for rapid adaptation. Instead of slow morphological
adaptations, such as changes in size or the growth of fur, these early hominids
must have been able to construct ecological niches in conditions that originally
could not have met human requirements. So began the human propensity to shape
virtually any terrestrial environment to our own ends.
It is sometimes suggested that the stone tools of the so-called Oldowan
culture, dating from some 1.6 to 2.4 million years ago, provide the earliest
evidence for deliberate planning for the future. These tools are generally
associated with Homo habilis, regarded as the first hominid to show an increase
in cranial size beyond that of an ape. Although there has been considerable
emphasis in the past on the importance of tools in early hominid evolution,
recent evidence has suggested a reappraisal. For example, the creation of
simple Oldowan tools appears to be within the competence of modern chimpanzees
(Toth et al., 1993; Wynn & McGrew, 1989), and it has been claimed that
the tool culture of Tai chimpanzees, although not involving the making of
stone tools, represents a comparable stage of development (Boesch & Boesch,
1984). Moreover, although the production of an Oldowan tool may require some
advance mental picture of the finished product and the use to which it will
be put, it is not convincing evidence for mental time travel according to
the Bischof-Kohler hypothesis. Like Tai chimpanzees, H. habilis may have
manufactured primitive stone tools simply to satisfy a current need.
The more sophisticated Acheulian culture associated with H. erectus around
1.6 million years ago may provide more convincing evidence. For example,
the bifacial hand ax involved symmetrical removal of flakes from a stone
core to produce a tool that was sharper and more pointed than the primitive
Oldowan scrapers. This more costly and time-consuming procedure suggests
that these tools were not intended for one-time use only, but were kept for
future use. This implies that the manufacturer was able to anticipate future
needs, possibly extending beyond the present drive state (Suddendorf, 1994).
As Savage-Rumbaugh (1994a) put it, the Acheulian hand ax provides the first
evidence of the "uncoupling" of present and future needs. We might regard
this as representing an intermediate stage of mental time travel, perhaps
roughly that of a 4-year-old human child, in which the simulation of past
and future episodes was possible, but there was little development of abstract
semantic concepts and theories about the future.
With Homo sapiens neandertalensis, between 100,000 and 35,000 years ago,
we find the first evidence of burial and associated rituals. This finding
perhaps signals a final step in the freeing of mental time travel, to the
point that it outstrips bodily time travel, giving rise to that singularly
unwelcome concept--death. Consequently, personal identity through time must
have existed in Neanderthals. Here, too, we see evidence of the generative
nature of time travel, in which scenarios are created for the possibility
of life after death. Religion was born.
As we have already intimated, the emergence of mental time travel may
have depended on increased encephalization, beginning with H. habilis and
reaching its peak some 300,000 years ago with Homo sapiens. Not every part
of the brain enlarged at the same rate, however. The limbic system, a prominent
structure in most mammalian brains, was significantly reduced in relative
size. Given its role in basic motivation (drives, needs, and emotions), this
might be taken as evidence that other parts of the brain became increasingly
important in driving behavior. This is not to say that emotions are no longer
an important part of the human condition (the limbic system did increase
in absolute size).
With mental time travel, "cognition" challenged "impulse" for the driver's
seat, as it were. The neurological correlate appears to be the disproportionate
development of the prefrontal lobe, which is reciprocally connected to the
limbic region and to sensory association areas (Fuster, 1989). The prefrontal
cortex plays a vital role in subjective self-awareness (Freeman & Watts,
1942), temporal organization of action (Fuster, 1989; Ingvar, 1985), and
episodic memory (Shimamura et al., 1990). Lesions to the prefrontal area
may also lead to impaired goal-directed behavior, lack of ambition, apathy,
unawareness of behavioral consequences, or what Ingvar (1985) referred to
as a "lack of future."
Relation to Language
One characteristic of mental time travel that distinguishes it from instinct
and associative learning is its flexibility. That is, given a basic vocabulary
of actors, objects, and events, we can reconstruct unique episodes in the
past and create scenarios to deal with unique contingencies in the future.
This ability to generate an infinite variety of combinations from a finite
vocabulary is also what characterizes human language and sets it apart from
the communication systems of all other species (Chomsky, 1988). Generativity
may not be unique to language, but it may be an aspect of thought that arose
as a means of rapid adaptation to complex physical and social environments.
Again, it may have been the emergence of multiple monitoring that led
to the development of language from a relatively crude associative device
that may be within the competence of both chimpanzee and 2-year-old child,
to the sophisticated generative, recursive system that every human over the
age of about 4 seems effortlessly to have acquired. The ability to create
a sentence with an embedded clause, such as this one, requires that one keep
track of the overall structure while the embedded clause is generated. That
is, even at the level of word production, multiple monitoring (and short-term
memory) is required. But one must also keep track of meaning--what it is
one is trying to say.
True language may also require a dissociation between one's own thoughts
and the thoughts of those to whom we speak. Premack and Premack (1994) emphasized
that human language requires a theory of mind; through language, we aim not
merely to change the behaviors of others but to change their beliefs. This
of course requires that we have a theory of what others believe; that is,
a theory of others' minds. We attribute mental states to the people we talk
to, but dissociate those states from our own. We speak differently to an
ignorant audience than to a knowledgeable one, to an angry person than to
a happy one. We have argued in this article that this ability to dissociate
is also involved in mental time travel.
Recursion itself depends on dissociation. For example, social behavior
may be governed by the knowledge that Individual A knows something, or that
A knows that B knows something. Mental time travel may involve similar propositions:
I am not hungry now, but I know that I will be hungry soon; I am here today,
but last week I was in Wellington and went to the opera. These kinds of propositions
are characteristic of the sorts of things that we use language to express.
Premack and Premack (1994) suggested that the attributions involved in language
may involve as many as four levels of meta-representation: "A speaker believes
that his listener believes that he will tell the truth; further that the
listener believes he believes that the listener believes that he will tell
the truth" (p. 105).
These considerations need not imply that mental time travel is dependent
on language. Intuitively, at least, we seem to be able to create or recreate
scenarios that rely on imagery rather than on language, and indeed it is
not always easy to express in words something that we have seen. This suggests
that language and mental time travel both exploit more general attributional,
dissociative, and generative abilities. Even so, language is in many ways
ideally crafted to recount episodes and sequence them into narratives (Corballis,
1994; Pinker & Bloom, 1990). Episodes are often about who did what to
whom, and when, and where, and why, and what happened next. Although mental
time travel and language may well have co-evolved to some extent, we suggest
that the true priority lay with mental time travel; that is, the ability
to generate mental experience probably preceded the ability to communicate
it.
It is worth noting, however, that recent research on counting in chimpanzees
(e.g., Boysen & Berntson, 1995) demonstrated how symbolic systems can
foster the detachment from immediate impulses. Selection of one of two arrays
with different amounts of candy resulted in the other, nonselected array,
being received. Thus, choosing the smaller array results in more obtained
candy. The chimpanzees seemed not to comprehend this simple, yet counterintuitive,
rule and tended to choose the larger array. But when the actual candy was
replaced by Arabic numerals, the chimpanzees reliably selected the smaller
number to obtain the larger reward. Apparently, the symbolic system helped
the chimpanzees to override their natural impulse, or evaluative disposition
(to select the larger amount of candy), and created the space for applying
what cognitvely was well understood. These results suggest that symbolic
representation might have paved the way for effective meta-motivation, that
is, the practical application of forethought to behavior. Language clearly
was important for the evolution of the fully fledged mental time travel capacity.
Conclusions
We have argued that the ability to travel mentally in time constitutes
a discontinuity between humans and other animals. Current empirical data
and theoretical analyses from a wide range of research areas have been brought
together to support our argument. We recognize, however, that the ideas we
have developed in this article might at times be no more than "just so" stories,
in which it is assumed that things simply had to be the way they are. Moreover,
we have relied fairly extensively on comparisons between apes and humans,
on the grounds that chimpanzees, in particular, are closest to humans in
genetic makeup (e.g., Miyamoto, Slightom, & Goodman, 1987). The most.recent
common ancestor of humans and chimpanzees probably existed some 5-7 million
years ago, however, so considerable divergence can be expected. Our hominid
ancestors lived in very different environments and were subjected to very
different selective pressures. Inevitably, then, there is a good deal of
pure speculation in any attempt to bridge the gap between ape and human,
and there may be important respects in which comparisons with other species
may be more relevant.
However, it is important to conduct meta-analyses that integrate up-to-date
data from diverse and fast-paced fields. This is particularly critical if
the analysis can shed new light on the data by providing a novel perspective.
We believe that the obviously important, yet largely overlooked, human ability
to travel mentally in time constitutes such a perspective. Our analysis challenges
experimenters to provide evidence for mental time travel in other species
and to study its development in children (a more promising area of research).
Anecdotes, too, should be subjected to careful scrutiny to ensure that
they meet appropriate criteria. Demonstrations of putative time travel must
not merely reflect habits, or instinctive behaviors, or behaviors based on
semantic knowledge or generalized rules. The essence of mental time travel
lies in its particularity, and this in turn implies the ability to generate
unique representations from combinations of elements. We believe that the
importance of mental time travel as a prime mover in human cognitive evolution
has not been adequately recognized. It may hold the key to the evolution
of such characteristically human phenomena as agriculture, morality, philosophy,
science, technology, and trade.
This monograph draws in part on the first author's master's thesis, Discorery,
of the Fourth Dimension, 1994. We thank Richard W. Byrne for comments on
an earlier draft of the manuscript.
Address correspondence to Thomas Suddendorf Department of Psychology,
University of Auckland, Private Bag 92019, Aucland, New Zealand. E-mail:
t. suddendorf@auckland.ac.nz.
- H.M's amnesia is based not merely on failure of storage or retrieval,
but also on an inability to ac-lively reconstruct the past. He can recall
some episodes from about 16 years prior to the operation that led to his
amnesia, but these are recounted in highly stereotyped fashion. He is apparently
unable to "update" these memories (Ogden & Corkin, 1991), but recalls
them, like semantic knowledge,' without further reconstruction.
- It is usually assumed that the common ancestor of chimpanzee, gorilla,
and human was also a knuckle walker. Controversially, Savage-Rumbaugh (1994a)
suggests that the common ancestor depended primarily on brachiation, and
that gorillas and chimpanzees evolved knuckle walking independently--a case
of convergent evolution.
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By THOMAS SUDDENDORF and MICHAEL C. CORBALLIS, Department of Psychology, University of Auckland, New Zealand